Back Friday 26 May 2017 1:40 pm

Why Aren’t We Talking About Applebee?

Arthur Applebee was an American educationalist specialising in English and literacy. While his output was prolific and highly influential in the United States, he is rarely referenced in UK publications. This blog makes a case for the importance of his work, suggesting that it can help us to think about the learning that goes on in English classrooms in far more sophisticated and purposeful ways than is offered by other work that currently carries much influence, such as that of E.D. Hirsch.
main image for blog post 'Why Aren’t We Talking About Applebee?'

As previous blogs might suggest, I’ve been working hard on our group work project It’s Good to Talk, as well as thinking about knowledge in English for a course we’d been hoping to run at EMC. For both, I’ve been reading key works from the past, studies on talk and group work, and current research too.

Why knowledge matters… but Hirsch doesn’t convince me

One text I decided to spend time on was E.D. Hirsch’s Why Knowledge Matters[1] – not just a quick skim-read but a careful, thorough, ‘note-taking’ read. I wanted to do justice to a book and writer who has been proving so influential. I imagined that I might disagree with some aspects but take others on board, and be, in some way, challenged and impressed. However, I was deeply disappointed on all counts – by its polemical rather than academically rigorous style, its lack of a thorough evidential basis and the gaping holes in some of the key arguments. The discussion in the book relates particularly to ‘the language arts’ (English and literacy, in UK terms), so I was especially interested in what Hirsch had to say.

One central idea is that vocabulary and knowledge should trump everything else in the teaching of ‘language arts’ and development of literacy. The reason given is that students’ scores on reading tests in the US fall off at the age of 17 and Hirsch suggests that it’s because a.) poor vocabulary and lack of content teaching make students less effective readers than they should be and b.) the reading tests themselves are based on previously unknown material, on any, random subject. He attacks the tests, saying they’re not good reading tests if they’re not testing topics where the vocabulary and knowledge have already been taught. These two arguments, put together, seem to me to be deeply flawed and mutually incompatible. A reading test is, by its very nature, supposed to test how well someone manages with a text that is not familiar, with vocabulary and content that is not necessarily known. The point of a reading test is to say to the world that this person is competent enough to grapple with unknown material of a certain level of challenge and make something of it. If the knowledge and vocabulary has been taught in advance, then it’s not a reading test; it’s a test of subject knowledge, of the kind that is done perfectly justifiably in all the other subjects within the curriculum, whether it be History, Geography, RE or Biology. The overriding emphasis on vocabulary and knowledge also leads to an assertion by Hirsch that the best way of pupils acquiring these is by teachers explicitly teaching these to them in a well-ordered sequence. This is superficially appealing. Teach vocab, learn topics, be tested on topics, prove that you know more and can read more. But we know from research that the best indicator for pupils’ future educational attainment overall is how much they read, and how much they read for pleasure. Reading itself teaches pupils far more knowledge and vocabulary than could ever be taught, in however systematic a programme of teaching. You read in order to learn knowledge and vocabulary, as well as learning knowledge and vocabulary in order to read.

This is just one of many deep reservations. I could talk about what Hirsch makes of France and its appalling failures in literacy as a result of progressive policies (or not, if you choose to read different reports from the ones he quotes!), or his concept of what knowledge is, which seems fixed, static, derived from historical versions of subject domains, rather than the living ones of current academic practice, and based on a model of pouring information in and finding ways of ensuring that not too much leaks out. Information and recall of information dominate.

In comes Applebee

At the same time as reading Hirsch, in my search for interesting research on group talk, I came across an article by someone called Arthur N. Applebee. Since reading it, I have been on an Applebee trail, ordering copies of his books and downloading articles from Jstor. I have been captivated by everything I have read, not just by the thoroughness of the research and the persuasiveness of the arguments but also the clarity of thought and expression. In groups of teachers and educationalists, like a latterday Ancient Mariner, I’ve been returning again and again to my latest obsession, asking, ‘Who’s heard of Applebee?’ Silence every time. Everyone has heard of Hirsch, so why has no-one in the UK heard of Applebee? Like Hirsch, Applebee (who died in September 2015) was an American educationalist. Associated with the Center on English Learning and Achievement (CELA), established in 1987, he collaborated with many other academics, including Judith A Langer, Martin Nystrand and Adam Gamoran. There is a substantial body of their work on the ‘language arts’, from books on reading and studies on what effective schools are doing in the disciplines of English, to the significant impact of discussion-based classrooms on pupil achievement. In a particularly substantial piece of research (2003)[2], they analysed 64 classes, with 1,412 students and drew the conclusion that:

The approaches that contributed most to student performance on the complex literacy tasks that we administered were those that used discussion to develop comprehensive understanding, encouraging exploration and multiple perspectives rather than focusing on correct interpretations and predetermined conclusions.

This built on the many previous research studies that they quote in the research survey that precedes their own study.

One of Applebee’s most important books was written in 1996 and is called Curriculum as Conversation.[3] It makes for compelling reading. In a short blog, I can only hope to flag up a few major points on how it speaks to me, where Hirsch doesn’t.

First, Applebee sees knowledge as, what he calls, ‘knowledge-in-action’. This contrasts with knowledge purely as a past tradition that you look back to and learn about. ‘Knowledge in action’ is learning about doing the discipline and involves taking thinking forward into the present and future. He says that what young people talk about in school may be ‘at some remove’ from what graduate students discuss in seminars but the discussions are ‘nonetheless part of an exploration of the same culturally significant domain for conversation.’ For Applebee,

In learning to do school, students are in fact learning to enter into culturally significant traditions of knowing and doing. […] The words that are used, what counts as knowing and doing, are shaped by what other individuals have said and done, by the conversations that have gone before. This is the irreducible nature of tradition, which constitutes the present matrix out of which we act.

This strikes a chord for me in everything we do at EMC and it also strikes a chord with all that we discover through our close relationships with colleagues in Higher Education and with developments in the subject of English in the academy. Take for instance, Robert Eaglestone’s book Doing English[4] – due to appear in its fourth edition in July. Addressed directly to students, both at A Level and undergraduate level, it seeks to establish the corner stones of what it means to study the subject English. Eaglestone’s account of knowledge in the discipline of English is in close accord with Applebee’s description of knowledge in English classrooms. Here’s an extract from Eaglestone’s introduction to the forthcoming edition:

English is like a long conversation through time. Like any conversation, it moves over various linked themes; it has quarrels and agreements; people talk at the same time, struggle to be heard or shout louder and louder to dominate the debate; people suggest fresh ideas (‘what about this?’) or respond to earlier ones (‘can we just go back to…?’); there are newer and older participants; like all proper conversations, part of it concerns the point of the conversation itself (‘can we please focus on why are we discussing this?’); and now you, doing English, have joined this conversation and will change what’s said next.

For Eaglestone, and Applebee, knowledge is not just facts and ideas as inert material to be learned, but rather it is living and changing, a process of learning how the discipline operates, what its practices are, what is significant within it, how to ‘do’ what others within its traditions have done and continue to do.

Should we not be looking to the academic traditions of our own subject, as represented by its most eminent living practitioners, to determine how we define knowledge within it? If so, we come to rather different conclusions about what and how we should teach our subject than those provided by Hirsch.

Applebee is also very interesting on the idea of the curriculum as a fixed and highly structured ‘catalogue’ of items to be covered. He explicitly references Hirsch on this and suggests that the seemingly ordered and disciplined sequences of learning that emerge from a ‘catalogue’ structure for the curriculum, actually prove to be deadly and singularly fail to fulfil the task of teaching students to think within subject disciplines. Instead, Applebee argues for the curriculum as conversation. He says,

If we do not structure the curricular domain so that students can actively enter the discourse, the knowledge they gain will remain decontextualized and unproductive. They may succeed on a limited spectrum of school tasks that require knowledge-out-of-context, but they will not gain the knowledge-in-action that will allow them to become active participants in the discourse of the field.

Applebee does not shy away from acknowledging that advocates of ‘progressive theories’ of knowledge have themselves sometimes lacked the kind of rigour and efficiency that is required and have relied too heavily on gifted teachers and isolated examples – ‘vignettes’ he calls them – of great work, in place of ‘well-articulated procedures of curriculum and instruction’. He says that there are some ‘well-justified criticisms of progressive theories’ which have allowed students to ‘wallow in their own ignorance’ or have a ‘long recapitulation of previous discoveries.’ Applebee is no zealous proponent of ‘progressivism’ right or wrong! And don’t we all agree with that view. None of us wishes to be apologists for poor practice. But he does argue that curricular ‘conversations’ can be structured around big areas of cultural significance and that these alone can offer the real deal for students in terms of serious learning in subject domains. He says,

schooling should be organised to help students enter into culturally significant domains for conversation, themselves representative of broader cultural traditions of knowing and doing. By placing the emphasis on entry into such conversations, I seek to ensure that students will emerge with knowledge-in-action rather than knowledge-out-of-context. By stressing culturally significant domains, I seek to ensure that education is organised around living traditions that look to the present and future as well as the past. And by stressing domains for conversation, I seek to ensure that there is an emphasis on the structure and interrelatedness of ideas and experiences within a domain.

I’m still reading Applebee, and I’m also getting new leads and following up the work of Langer, Nystrand and others who have collaborated with him over the years. Langer’s work on reading as ‘envisionment’, for instance, is fascinating and also has much to offer us in thinking seriously about the complexity of the process itself and how to teach it.

This blog is the start of a conversation – a conversation about knowledge of the kind that Applebee advocates so cogently. And the conversation with teachers and educators of English might continue, using the question I started with. Why on earth aren’t we talking about Applebee?

References

[1] Hirsch, E.D. Why Knowledge Matters – Rescuing our Children from Failed Educational Theories. Harvard Education Press (September 2016)

[2] Applebee, Arthur N., Judith A. Langer, Martin Nystrand and Adam Gamoran. 'Discussion-Based Approaches to Developing Understanding: Classroom Instruction and Student Performance in Middle and High School English' Source: American Educational Research Journal, Vol 40, No 3 (Autumn, 2003) Published by: American Educational Research Association

[3] Applebee, A. Curriculum as Conversation, University of Chicago Press (May 1996)

[4] Eaglestone, R. Doing English – A Guide for Literature Students. Routledge (4th edition due out in July 2017)

Further Reading

Durst, R.K., George E. Newell, James D. Marshall. English Language Arts Research and Teaching: Revisiting and Extending Arthur Applebee’s Contributions Routledge (Apr 2017)

Comments

Hello Barbara,

I think I am your target audience in that I know little of Applebee except one or two narrow references. I get a sense of some of the philosophical principles, and differences with Hirsch, but I am struggling with what those differences prove in the classroom.

I think the notion that knowledge is so disciplined and ordered, as intimated by a Hirschean model, is always belied by a messier reality. I've yet to see it enacted in such an ordered fashion, and yet I think some artful construction of order can help students with the vital 'mental velcro' they need to build disciplinary knowledge and understanding. For me, it doesn't stop dialogue or debate, but it does help teachers with a 'what' for our subject. Again, I'd ask 'what does Applebee offer?' in this regard.

In all honesty, I think that English teachers just want and need support with a practical, working curriculum model that is cumulative and appropriate in preparing our students with a more challenging GCSE qualification. I think we need a lot of training on curriculum design and on good diagnostic assessment. Hopefully Applebee offers something in this regard.

Best wishes,

Alex
By Alex Quigley on 30th May 2017
Hello Alex

Thanks very much for responding. It’s really interesting to hear your views! I hope others might respond too.

What I like about Applebee is that he’s all for coherence and for offering students demanding and significant texts and topics for study but, like you, he recognises that some of the seemingly neat and tidy models don’t necessarily succeed in offering the more complex learning that really constitutes knowledge in the subject. The coherence for him comes from the kinds of questions asked and the way they are sustained and developed over time and across different topics and texts. Because of the fact that he was writing 'Curriculum as Conversation' in the 1990s, for a US audience and in response to a particular set of US issues, his actual curriculum examples are very interesting but perhaps less useful than his underlying principles and ideas, in particular the idea of integrated curricula, that allow important questions in the subject to be raised, debated, revisited in different contexts and deepened. Here’s what he says.

'In classes with an integrated curriculum, students as well as the teacher are more likely to develop a sense of where the conversation is going, of what is interesting and what related. They learn in a very real sense to carry on the conversation on their own. They can continue it when the teacher is not present, and they can help new students ‘catch on’ to what is important, rather than ‘catch up’ by recapitulating everything that has gone before. They also come to see their subject as an ongoing discourse, one in which important issues can be revisited, and earlier experiences can be reinterpreted in the light of new learning. Thus the knowledge they gain is dynamic rather than static.[…] it changes as a result of their continuing explorations, as well as from hearing new voices enter into the conversations. Such new voices might be those of their classmates, or teacher, or they might be voices from the broader traditions of conversation within which their classroom discussions are situated.’

He’s fascinating, too, on the question of ‘tradition’ and diversity, which for him are not in any way alternatives, or in contradiction to each other. In the context of discussions on cultural capital, this seems particularly helpful. Here’s a longish quotation on this:

‘At their best, teaching and learning in the contact zone between traditions leads to understanding of where the ‘other comes from, and the development of an ability to communicate across that difference (Dasenbrock 1992) (Understanding the origin of differences is not the same as endorsing a valueless relativism; we may still disagree with certain values and actions even though we understand they are deeply embedded in an alternative tradition.)
Literature offers both contact zones and safe houses. When we read within familiar traditions, we experience the comfort of the predictable. When we read in alternative traditions, we are asked to step into another perspective, to view the world from an unfamiliar tradition of knowing and doing. In so doing we broaden the ‘great conversations’ about literature and life that encompass our knowledge of humankind and the wisdom of the cultures that comprise it.'

There are all kinds of ethical, pedagogical and other reasons why our curriculum should include a diversity of texts but Applebee’s seems to be one that is rarely voiced and certainly not with this kind of crucial underpinning in terms of the subject discipline itself – that reading in alternative traditions enriches our understanding of the tradition itself. I’m totally persuaded by this, in terms of my own experience of reading and also my experience of teaching.

In Applebee's view of the curriculum, there ought to be some scope for flexibility within a broadly pre-determined structure, so that the teacher can adapt and reinflect in relation to the curricular conversations in the classroom. That’s something that was once much more commonly accepted – certainly when I was a young teacher – but I wonder if this is now increasingly rare? In the course of teaching, the teacher remembers a poem or a short story that ’speaks to’ the issues that are being raised and brings that in and this turns out to be the most exciting bit of learning, moving the students’ thinking on. For the teacher, this is also exciting and shifts the role from ‘deliverer’ of content to genuine source of knowledge, intellectual mentor and guide, allowing them to bring in their own subject knowledge in creative ways. Diverging from the scheme of work, in response to students’ learning, is part of seeing the curriculum as a dynamic thing and as an ongoing conversation.

I’m not sure whether this reply answers any of your questions but it fills out some of the ideas and reasons why I thought Applebee’s work on the curriculum was worth discussing. I’m looking forward to others reading his work – his more recent work on discussion-based classrooms and the work of Judith Sanger, as well as ‘Curriculum as Conversation’, to see whether other people like you, find it as interesting and fruitful as I do!

Best wishes,

Barbara
By Barbara Bleiman on 31st May 2017

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